Compliance jobs
Cathay United Bank
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Full Time
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Causeway Bay, Hong Kong, HK
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HK$ 30,000 - HK$ 35,000 / month
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2w ago
Responsibilities: Conduct regular self-assessment and compliance testing on different functions, prepare assessment and testing reports for management review Support Team Head to make recommendations to improve internal...
IT PMO, Finance, Planning & Budgeting Financial service institution About Our Client My client is a well-known financial services organisation. Job Description As a SVP/ VP, IT PMO & Governance, your main respons...
minimum of 6 years’ experience in the insurance industry 1 year as a Responsible Officer (RO) We are looking for an experienced Responsible Officer (RO) to lead our insurance brokerage business. You will play a key role...
Key Accountabilities Manage on-boarding of Global Market, Investment banking and asset Management clients etc. to collect Client Due Diligence Information and reviewing account opening documents; Perform KYC and AML chec...
Key Accountabilities Assist the Head of AML Compliance in implementing and maintaining BOCI Group's AML/CFT Program; Provide compliance advice and recommendations to different business units, including Investment Banking...
WeLab, a leading pan-Asian fintech platform, operates two digital banks (WeLab Bank and Bank Saqu) as well as multiple online financial services in Hong Kong, Mainland China, and Indonesia, with over 70 million individua...
At least 5 years of experience in accounting or auditing Working location: Tuen Mun Internal Audit Officer Key Responsibilities: Conduct internal audit assignments, evaluate internal control systems and perform audit tes...
Leading bank Checker opportunity About Our Client Leading banking group. Job Description Oversee trade finance operations, including export-related transactions and documentation. Ensuring compliance with regulatory requ...
Your new company This prestigious MNC Investment Bank is looking for a Senior Tech Risk and Regulatory Specialist with experience in IT Auditing large financial institutions to join its dynamic business here in Hong Kong...
Global Bank Excellent Exposure About Our Client The Corporate Action Specialist will be responsible for managing and processing corporate action events for a well-known Global Bank. Job Description Review and approve cor...
Minimum 7 Years of Big 4 experience IPO knowledge is a must About Our Client This role offers an exciting opportunity to contribute to the financial operations of a leading organization in the financial services industry...
Looking for global markets compliance experience ! Prefer Fixed Income, Structured Products bkgd About Our Client My client is a leading Chinese securities and investment banking group with diversified financial services...
Looking for strong retail banking regulatory compliance exp ! Must have leadership experience ! About Our Client My Client is a leading international banking institution with extensive operations across Hong Kong and mai...
Well-established Foreign Bank Looking for a Head of Trade Finance Products About Our Client An organisation operating in the financial services industry in HK. Job Description As a Head of Trade Finance Products, your ma...
Fresh Grad welcome On-job training About Our Client A Hong Kong-based licensed bank with a presence across Hong Kong, Macau and Mainland provides a broad range of personal, commercial/corporate banking, treasury and fina...
Well-established Foreign Bank Looking for a Head of Documentary Trade About Our Client A financial services organisation based in Hong Kong with strong presence acoss Asia. Job Description As a Head of Documentary Trade...
Looking for 7+ years of securities compliance exp Must be able to read and write chinese and speak mandarin About Our Client My client is a well known securities firm with SFC License Type 1 2 4 5 6 7 9. They have over 1...
Leading brokerage Complaint handling About Our Client Leading brokerage. Job Description Investigate and resolve client complaints relating to trading activities across equities, options, futures, FX, fixed income, and a...
Leading Financial Institution Looking for a Head of Investment Banking About Our Client The company operates within the banking and financial services industry in Hong Kong. Job Description As a Head of IBD, your main re...
Boutique Hedge Fund Newly Created Position About Our Client Our client is a Hong Kong headquartered boutique hedge fund. Job Description Reporting to the Head of Legal & Compliance, as a Legal & Compliance Specia...
WeLab, a leading pan-Asian fintech platform, operates two digital banks (WeLab Bank and Bank Saqu) as well as multiple online financial services in Hong Kong, Mainland China, and Indonesia, with over 70 million individua...
About Man Group Man Group is a global alternative investment management firm focused on pursuing outperformance for sophisticated clients via our Systematic, Discretionary and Solutions offerings. Powered by talent and a...
Loyalwealth Insurance Partrners (Hong Kong) Limited
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Full Time
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Hong Kong, Hong Kong, HK
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HK$ 24,000 - HK$ 26,000 / month
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4w ago
5天工作日, 年假, 良好薪酬待遇 灣仔辦公室，彈性工作, 接受WFH 長工/兼職，皆可申請 月薪25K + 公司簡介 Loyalwealth Insurance Partners (Hong Kong) Limited（以下簡稱「本公司」）為於香港註冊成立的私人股份有限公司。本公司致力為...
本港持牌保險經紀公司誠聘負責人員（RO）一名。 職責： 監督公司保險經紀業務的日常運作與合規管理；帶領團隊拓展各類保險產品銷售；確保公司遵守《保險業條例》及保險業監管局（IA）的各項規定。 要求： 持有香港保險業監管局（IA）認...
Your new company A well-established bank is looking for an experienced AVP, focusing on FXMM & Debt Securities Trade Support to support the bank's Treasury and Global Markets. Your new role Responsible for providing...
What is this position about? To assist the APAC Head of TPRM (Third-Party Risk Management) on leading the Oversight stream of the Third-Party lifecycle What would be your typical day at BNPP Paribas look like? Primary Ro...
Business Function Corporate and Investment Banking provides corporate customers with a full range of commercial banking products and services, including cash management services, current accounts, time deposits, trade fi...
Underwriting Officer – New Business (Insurance) 12 Month Contract An established insurer is looking for an Underwriting Officer to join its New Business underwriting function. This is a great opportunity for a detail-dri...
Your new role • Acted as an AML Team Head to lead and oversee the firm's AML, CTF, sanctions, and financial crime compliance framework and manage a team of around 4-5. • Maintain an effective AML/CFT compliance framework...
A leading Hong Kong financial services firm are seeking 2x IT Auditors as they revamp their internal audit division. Candidates should have the following expertise and be involved, but not limited to: • Leading and manag...
Responsibilities Reporting to the Team Lead of AML Compliance under AML Compliance and Assurance, Risk & Control Team, COO Office of Institutional Banking Group, to ensure Corporate Banking (IBG) staff are in full co...
Zuellig Pharma is a leading healthcare solutions company in Asia, and our purpose is to make healthcare more accessible to the communities we serve. We provide world-class distribution, digital, and commercial services...
Company Introduction: We're home to Asia's most dynamic and vibrant capital markets. Connecting capital, ideas, inspiration and innovation for deeper, more diverse and liquid global capital markets; providing greater cho...
Robert Walters Hong Kong
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Full Time
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Hong Kong, Hong Kong, HK
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HK$ 20,000 - HK$ 27,000 / month
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1m ago
A leading global corporate services provider seeks a Corporate Administrator - Banking (BVI / Cayman / CDD) in Hong Kong to manage corporate administration, strengthen compliance, and support client service. Key responsi...
about the job. • Identify and participate in compliance risk management, conduct compliance evaluations and investigations, and formulate robust compliance plans, standards, and objectives. • Assist in liaising with loca...
Junior KYC / AML Analyst / Associate Leading Global Hedge Fund | Hong Kong A leading global hedge fund is seeking a Junior KYC/AML Analyst/Associate to join its Hong Kong office. This is an excellent opportunity for cand...
Protiviti Hong Kong
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Full Time
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Hong Kong, Hong Kong, HK
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HK$ 35,000 - HK$ 55,000 / month
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1m ago
About Protiviti Protiviti is a global consulting firm that helps leaders face the future with confidence. We deliver deep expertise and objective insights across technology, cybersecurity, digital transformation, risk ma...
Company Background Our client is a leading European institution with a strong presence across investment banking, global markets, securities services and corporate banking. We are looking for a Global Markets Auditor (As...
Do you want your voice heard and your actions to count? Discover your opportunity with Mitsubishi UFJ Financial Group (MUFG), one of the world’s leading financial groups. Across the globe, we’re 150,000 colleagues, striv...
Responsible to perform licensing operations Assist in monitoring insurance sales performance Ensure the bank is in full compliance Ensure the bank is in full compliance with Insurance & MPF regulations Handle adminis...
Position Purpose The Regional IT Security Risk Analyst will be responsible for identifying, assessing, and mitigating IT security risks across our APAC operations. This role involves conducting risk assessments, and ensu...
Our client is an international financial services group, currently seeking an experienced and dedicated Head of Compliance to join the bank. This is an excellent opportunity for a detail-oriented professional with strong...
What is this position about? To assist the APAC Head of TPRM (Third-Party Risk Management) on leading the On-Boarding & Off-Boarding stream of the Third-Party lifecycle What would be your typical day at BNPP Paribas...
Some Careers Have More Impact Than Others. If you’re looking for a career where you can make a real impression, join Hang Seng and discover how valued you’ll be. Whether you want a career that could take you to the top,...
Business Function Technology and Operations (T&O) enables and empowers the bank with an efficient, nimble and resilient infrastructure through a strategic focus on productivity, quality & control, technology, peo...
Key Responsibilities • Lead and execute technology risk management activities across the organisation. • Assess, monitor, and report on technology-related risks, controls, and emerging threats. • Support risk and control...
Our client is a digital bank expanding its digital wealth management footprint. This role will lead the design, oversight, and execution of the regulatory compliance framework to ensure ongoing regulatory alignment. Resp...
Key Accountabilities: • Act as the project lead to help Business Users to adopt latest project management methodology to run the flagship core banking project. • Lead the Business Users to adopt related methodology, prep...
Responsibilities: • Perform examinations of daily accounting operations to ensure compliance with accounting policies and internal controls, both locally and regionally • Participate in control testing formulation based...
Responsibilities: • Identify the existing and potential risk in IT operation, report the risk to supervisor and related parties in time, formulate the rectification plan and follow up • Implement effective detection and...
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