Compliance jobs
Proficient in MS Office (Word/Excel/PowerPoint) Handle and maintain statutory records Currently studying or recently graduated in Law Job Responsibilities Report to the Compliance Manager and Head of Compliance. Monitor...
Responsibilities Assist in day-to-day compliance matters including trade surveillance work Provide compliance advice and support business initiatives Handle regulatory reporting and inquiries with the relevant Exchanges...
We are seeking experienced Policy Admin/Underwriting candidates to join a reputable company within the insurance industry. Client Details Our client is a highly reputable company within the insurance industry, well-known...
Your new role • Oversee compliance activities for the Hong Kong office of a rapidly expanding asset management firm. • Support the launch and ongoing administration of Hong Kong-domiciled investment funds. • Act as a lia...
Job Summary Best Execution & Trade Management • Execute fixed‑income trades across cash bonds, repos, derivatives (CDS/CDX, rates, FX, futures), structured products, and convertible bonds. • Achieve optimal execution...
My clients, two separate Hedge Funds with exceptional performance records, are hiring two (x2) Operations professionals in Hong Kong. These roles offer broad exposure across the full operational lifecycle in a high-perfo...
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