Compliance jobs
The Job To handle enquiries from the public received through telephone and service counters in relation to MPF and ORSO legislation/issues; To receive complaints from the public and compile complaint reports; To prepare...
Bank of Communications Co., Ltd. Hong Kong Branch
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Contract / Project Based
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Hong Kong, Hong Kong, HK
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4d ago
Provide support on transaction monitoring and report preparation Assist to conduct AML Compliance review/ testing Assist to implement the AML policies and procedures to manage the financial crime risks Degree holder or a...
1 year relevant experience, with a leading consumer / eCommerce consumer brand Fresh graduates will also be considered What You will be Doing Formulate and execute quality assurance procedures to maintain the quality of...
Executive / Personal Assistant / Customer Service
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Contract / Project Based
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Wan Chai, Hong Kong, HK
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2w ago
Responsibilities Reporting to the Senior Manager (Complaints and Enforcement), the appointee will be required to: Handle complaints and conduct investigations relating to suspected disciplinary offences and other offence...
Degree in accounting, law or related disciplines w/ sound knowledge of SFO & AML Min 2 yrs exp in legal / compliance & from intl financial institution preferable Performance bonus / Birthday leave / Stable workin...
Degree in accounting, law or related disciplines w/ sound knowledge of SFO & AML Min 2 yrs exp in legal / compliance & from intl financial institution preferable Performance bonus / Birthday leave / Stable workin...
Location: Tsim Sha Tsui Job Responsibilities: Perform Account Opening documentation checking to ensure regulatory, internal policies, KYC, CDD and AML requirements are met Approve customer account data creation and maint...
Dynamic and stable company culture Performance bonus / Birthday off A few minutes' walk from subway stations Responsibilities: Windows Server & Infrastructure Administration: Install, configure, and maintain Windows...
Dynamic and stable company culture Performance bonus / Birthday off A few minutes' walk from subway stations Responsibilities: Windows Server & Infrastructure Administration: Install, configure, and maintain Windows...
Responsibilities Reporting to the Senior Manager (Complaints and Enforcement), the appointee will be required to: Handle complaints and conduct investigations relating to suspected disciplinary offences and other offence...
Develop the mechanism to track the progress of cross border remittance in complying with FCC/AML regulatory requirements Implement the daily operations of cross border remittance activities on AML related issues to ensur...
Develop security control reviews and settings for banking systems to ensure appropriate controls are in place and in adherence to IT security policy and standards Evaluate, identify and mitigate new IT security threats,...
Lead the team to complete the AML and financial crime related tasks of the department including but not limited to CDD and transaction monitoring Lead the team to perform assurance checking to ensure AML related requirem...
Provide AML advisory to business stakeholders in daily operations (e.g. AML Risk Assessment or Sanction etc.) Develop and monitor AML operations related issues to ensure that the Bank’s operation are in compliance with s...
Advise the senior management and relevant business units on compliance related issues Provide support to business units in the development, implementation and regular review of products, policies and procedures to ensure...
Advise the senior management and relevant business units on compliance related issues Provide support to business units in the development, implementation and regular review of products, policies and procedures to ensure...
Assist team head in formulating and reviewing HR policies to ensure in compliance with the regulatory requirements and meet with the Bank’s business needs Conduct research, prepare proposals, update the policies taking i...
Job No.: 499843 Employment Type: Full time Departments: Personal Banking Risk And Integrated Management Department Job Functions: Risk Management, Credit Risk Management Responsibilities: Risk Oversight : Coordinate...
Responsible for providing advisory support to Global Markets Department on compliance issues and serve as the primary point of contact for external inquiries Review internal operational procedures to ensure compliance wi...
Prepare business performance and MIS reports Support system enhancement including but not limited to drafting of system requirements and conducting UAT Perform various activities in relation to insurance compliance check...
Prepare / Review financial reports relating to HKMA, CBRC, Head Office or other regulatory or Census bodies Implement new accounting standards and polices and ensure compliance with Group accounting policies and relevant...
Provide support on transaction monitoring and report preparation Assist to conduct AML Compliance review/ testing Assist to implement the AML policies and procedures to manage the financial crime risks Degree holder or a...
We are seeking a highly skilled Senior Financial Accounting Manager to drive the establishment of our digital asset accounting infrastructure. In this role, you will be a key contributor to our Finance Division , taking...
Immediately available Medical Insurance 5 years relevant experience ~ Provide Legal support on general commercial matters ~ Qualification experience at a law firm or in-house ~ 5 years or above experience ~ Strong commun...
Position Summary This role is responsible for a) handling the FATCA / CRS information reporting assignments of the section; b) understand the information reporting requirement and apply in the reporting; c) implement sys...
We are hiring a Paralegal position to focus on listed company compliance and general corporate work. Client Details Our client is a US headquartered international law firm, with a friendly and collaborative office cultur...
Immediately available Medical Insurance 5 years relevant experience ~ Provide Legal support on general commercial matters ~ Qualification experience at a law firm or in-house ~ 5 years or above experience ~ Strong commun...
Responsibilities Assist Section Head and Compliance Division (COMD) to implement compliance transformation projects, data and analytics strategy. Collaborate with all compliance departments to identify opportunities and...
Job Responsibilities The Team Leader for FCC Investigations plays a pivotal role in ensuring the effectiveness and integrity of financial crime controls within the organisation. Key responsibilities include: Contributing...
Attractive Salary Package, 5-Day Work, Group Medical, Statutory Body COBIT, ISO27001, NIST Project Nature: The Business and Risk Analyst supports technology risk and governance activities by applying established enterpri...
Handle premium collection controls and supports daily cashier duties 3+ working experience in cashier of insurance sector Permanent, Discretionary Bouns, 20 Days AL, Medical About FWD Group FWD Group (1828.HK) is a pan-A...
Attractive Salary Package, 5-Day Work, Group Medical, Statutory Body COBIT, ISO27001, NIST Project Nature: The Business and Risk Analyst supports technology risk and governance activities by applying established enterpri...
Conduct negative news search and name screening of clients Perform KYC routine review and non-routine review Ensure all related procedure and documentation required to complete KYC review are properly executed in complia...
Job Responsibilities The Team Leader for FCC Investigations plays a pivotal role in ensuring the effectiveness and integrity of financial crime controls within the organisation. Key responsibilities include: Contributing...
Job Summary The Internal Audit Manager, Digital Assets is responsible for providing independent and objective assurance over the Group’s Digital Assets activities, businesses and strategic initiatives. This role is accou...
About AXA Hong Kong and Macau AXA Hong Kong and Macau is a member of the AXA Group, a leading global insurer with presence in 52 markets and serving 92 million customers worldwide. Our purpose is to act for human progres...
Our client is well-established Financial Institution. Currently, they are looking for an experience Onboarding Analyst to join their investment banking division. Client Details Our client is well-established Financial In...
FIND YOUR 'BETTER' AT AIA We don’t simply believe in being ‘The Best’. We believe in better - because there’s no limit to how far ‘better’ can take us. We believe in empowering every one of our people to find their 'bett...
At AIA we’ve started an exciting movement to create a healthier, more sustainable future for everyone. It’s about finding new ways to not only better people's lives, but to better the communities and environments we live...
Head of Legal - Technology / TMT Client Details We are partnering with a leading Technology / TMT company to appoint a Head of Legal to lead and build a high-performing legal function in Hong Kong. This is a strategic le...
Responsibilities Be a member of Treasury Markets Support Department, and promote the compliance and risk culture within Treasury Markets Division Actively participate in developing and enhancing an effective compliance/r...
The role works closely with cross-functional teams Strong knowledge of policy development Effective communication Role Description The Compliance Manager is responsible for developing, implementing, and overseeing compli...
Location: Hong Kong / Remote arrangement may be considered Company: Health Hope Pharma Limited About the Role Health Hope Pharma Limited is seeking a motivated and detail-oriented Regulatory Operations Specialist to supp...
We are looking for a paralegal with at least 2 years of relevant experience working in the corporate (IPO) team of a reputable law firm in Hong Kong. Client Details Our client is one of the leading UK law firms, with a d...
Role Description The HR Compliance Manager is responsible for overseeing and strengthening the organization’s human resources compliance framework, ensuring adherence to internal policies, regulatory requirements, and em...
Our client is a top global US technology firm and they are looking for a Anti Bribery Compliance Specialist to join their APAC compliance team to handle anti-bribery and corruption compliance, compliance training, projec...
Excellent analytical and problem-solving skills Assist in the development and implementation Bachelor’s degree in Finance Our client is a leading international asset management firm dedicated to delivering innovative inv...
Good speaking and writing skills in Eng and Chi Monitoring trading activities and transactions Bachelor's Degree holder Our client is currently looking for a Email Surveillance Associate to be responsible for mmonitoring...
As a Compliance Specialist in the financial services industry, you will oversee regulatory compliance and ensure adherence to legal standards. This role is based in Hong Kong and offers an opportunity to work in a struct...
Primary Responsibilities: Management system audits in Mainland China and occasionally in other countries/regions. The standards may cover ISO 9001 , ISO 14001, ISO 45001 , ISO 27001, ISO 13485, or IATF 16949, ISCC, ESG,...
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