Compliance jobs
Responsibilities: Assist the Head of Compliance in formulating and maintaining Compliance policies and procedures Study the new regulations or consultation papers issued by regulatory bodies, and assist in monitoring the...
Dynamic and stable company culture Performance bonus / Birthday off A few minutes' walk from subway stations Responsibilities: Windows Server & Infrastructure Administration: Install, configure, and maintain Windows...
Dynamic and stable company culture Performance bonus / Birthday off A few minutes' walk from subway stations Responsibilities: Windows Server & Infrastructure Administration: Install, configure, and maintain Windows...
Degree in accounting, law or related disciplines w/ sound knowledge of SFO & AML Min 2 yrs exp in legal / compliance & from intl financial institution preferable Performance bonus / Birthday leave / Stable workin...
Responsibilities: Conduct AML controls by performing customer due diligence, transactions monitoring/review, name screening, etc Provide AML/CFT training to relevant staff Provide advice and guidance to the business &...
Degree in accounting, law or related disciplines w/ sound knowledge of SFO & AML Min 2 yrs exp in legal / compliance & from intl financial institution preferable Performance bonus / Birthday leave / Stable workin...
Coordinate AML projects Liaise with vendors & internal parties for requirements, UAT etc Monitor the status and process of AML related projects Job Responsibilities: Lead and coordinate AML systems and enhancement pr...
Design and develop the mechanism to track the progress of cross border remittance in complying with FCC/AML regulatory requirements Monitor the daily operations of cross border remittance activities on AML related issues...
Develop the mechanism to track the progress of cross border remittance in complying with FCC/AML regulatory requirements Implement the daily operations of cross border remittance activities on AML related issues to ensur...
Responsible for providing advisory support to Global Markets Department on compliance issues and serve as the primary point of contact for external inquiries Review internal operational procedures to ensure compliance wi...
Prepare business performance and MIS reports Support system enhancement including but not limited to drafting of system requirements and conducting UAT Perform various activities in relation to insurance compliance check...
Lead the team to complete the AML and financial crime related tasks of the department including but not limited to CDD and transaction monitoring Lead the team to perform assurance checking to ensure AML related requirem...
Provide AML advisory to business stakeholders in daily operations (e.g. AML Risk Assessment or Sanction etc.) Develop and monitor AML operations related issues to ensure that the Bank’s operation are in compliance with s...
Assist team head in formulating and reviewing HR policies to ensure in compliance with the regulatory requirements and meet with the Bank’s business needs Conduct research, prepare proposals, update the policies taking i...
Degree or Diploma in Legal Studies or equivalent Law firm or in-house experience in personal injury Law firm or in-house experience in litigation Responsibilities Assist General Manager (Legal) to manage legal cases (inc...
Provide support on transaction monitoring and report preparation Assist to conduct AML Compliance review/ testing Assist to implement the AML policies and procedures to manage the financial crime risks Degree holder or a...
Advise the senior management and relevant business units on compliance related issues Provide support to business units in the development, implementation and regular review of products, policies and procedures to ensure...
Provide support on transaction monitoring and report preparation Assist to conduct AML Compliance review/ testing Assist to implement the AML policies and procedures to manage the financial crime risks Degree holder or a...
This role is responsible for gathering business requirements and owning end-to-end UAT for initiatives focused on Agency Compensation within a life insurance environment. The Business Analyst works closely with business...
JOB SUMMARY The job holder will play a crucial role on all KYC/AML, Risk and Control matters relating to WBG. The role is responsible for managing the end-to-end processing and control of customer due diligence reviews (...
Role Description This is a part-time hybrid role based in Hong Kong SAR, with flexibility for some work-from-home arrangements. The Compliance Manager will oversee the organization's compliance with legal, regulatory, an...
WHO WE ARE: As Singapore’s longest established bank, we have been dedicated to enabling individuals and businesses to achieve their aspirations since 1932. How? By taking the time to truly understand people. From there,...
WHO WE ARE: As Singapore’s longest established bank, we have been dedicated to enabling individuals and businesses to achieve their aspirations since 1932. How? By taking the time to truly understand people. From there,...
GENERAL SUMMARY The Senior Associate / Associate is responsible to provide support to both compliance function and risk management function of the Hong Kong Branch. ESSENTIAL FUNCTIONS Essential functions include one or...
The Job To handle enquiries from the public received through telephone and service counters in relation to MPF and ORSO legislation/issues; To receive complaints from the public and compile complaint reports; To prepare...
Prepare / Review financial reports relating to HKMA, CBRC, Head Office or other regulatory or Census bodies Implement new accounting standards and polices and ensure compliance with Group accounting policies and relevant...
Advise the senior management and relevant business units on compliance related issues Provide support to business units in the development, implementation and regular review of products, policies and procedures to ensure...
Our client is a well‑established insurance corporation seeking an Assistant Manager - Distribution and Sales Governance to support and oversee the governance of sales and distribution operations, ensuring compliance, ope...
5-days work, Medical Dental, Medical check-up Double Pay Compliance skills Job Description: Oversee and manage the KYC Process for new and existing clients, ensuring adherence to regulatory standards and internal policie...
Professional Services
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Full Time
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Kwun Tong, Hong Kong, HK
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HK$ 33,000 - HK$ 36,000 / month
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1w ago
5-days work, Medical Dental, Medical check-up Double Pay Compliance skills Compliance Officer Responsibilities: Develop and implement training programs related to compliance for staff members. Perform gap analyses on cur...
Inhouse Manager under Legal, Compliance and Secretarial Department Under AEON Group, Listed Co. in HK Convenient Office Location: TST (close to MTR station) What We Offer: 5-day work week Group medical, group life, body...
Your new role • Oversee compliance activities for the Hong Kong office of a rapidly expanding asset management firm. • Support the launch and ongoing administration of Hong Kong-domiciled investment funds. • Act as a lia...
About Us Longbridge is an AI-Powered online brokerage that serves global investors with optimal trading experiences through building worldwide trading infrastructure and networks. Established in March 2019, Longbridge ho...
工作職責 長期客戶關係管理 透過線上線下管道解答潛在客戶的需求及業務促成。 定期跟進顧客需求，維持長期關係，推動複購、加保或推介等增值服務。 產品解說與諮詢 熟悉香港保險產品（如重疾險、儲蓄分紅險、萬用壽險等），依客戶需求提...
Responsibilities: Assist the Head of Compliance in formulating and maintaining Compliance policies and procedures Study the new regulations or consultation papers issued by regulatory bodies, and assist in monitoring the...
Responsibilities: Conduct AML controls by performing customer due diligence, transactions monitoring/review, name screening, etc Provide AML/CFT training to relevant staff Provide advice and guidance to the business &...
Anti-money Laundering, AML systems Birthday Leave, OT Allowance, Performance bonus Young and Energetic Working Culture Responsibilities: Manage user requirement(s) for AML systems covering customer, payment screening and...
Overview Our client is a solution house and they are seeking a Implementation Consultant/Project Manager to join the team. The ideal candidate will have 3-7 years of experience in project delivery and business analysis,...
Degree holder or above in related disciplines At least 10 years’ experience in company secretarial field Associate Member of HKCGI/HKICS Responsibilities: Handle the company secretarial work for listed company and privat...
Responsibilities Conduct pre and post credit evaluation and risk assessment on loan applications and ensure all are in compliance with regulatory requirements and the Company’s policies and guidelines Requirements Diplom...
General Insurance Providing account services to corporate clients IIQE Papers 1, 2, and 3 Responsibilities Act as the Responsible Officer (General & Long Term Business) overseeing IA-regulated activities. Supervise a...
Job Summary Best Execution & Trade Management • Execute fixed‑income trades across cash bonds, repos, derivatives (CDS/CDX, rates, FX, futures), structured products, and convertible bonds. • Achieve optimal execution...
Location: Tsim Sha Tsui Job Responsibilities: Perform Account Opening documentation checking to ensure regulatory, internal policies, KYC, CDD and AML requirements are met Approve customer account data creation and maint...
Job Responsibilities: Act as the first line of defense by advising the front office on product and investment suitability, ensuring full compliance with regulatory standards Monitor transactions, selling processes, trade...
Cashier experience Client facing Mon - Fri + Alternative Sat About FWD Group FWD Group (1828.HK) is a pan-Asian life and health insurance business that serves approximately 34 million customers across 10 markets, includi...
Banking / Finance
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Full Time
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Hong Kong, Hong Kong, HK
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HK$ 480,000 - HK$ 720,000 / year
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2w ago
Leading Chinese financial institution New opportunity About Our Client The hiring company is a well-established, large organization within the financial services industry. Job Description Providing operational support fo...
Collaborate with business operations 3+ yrs of exp in fraud risk, financial crime Analyze fraud typologies, trends Job Title: Business Analyst - Fraud Transformation Experience: 3+ years Language Requirement: English, Ca...
Banking / Finance
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Full Time
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Hong Kong, Hong Kong, HK
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HK$ 540,000 - HK$ 600,000 / year
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2w ago
Leading Chinese financial institution New opportunity About Our Client Leading Chinese financial institution Job Description Managing the end-to-end client onboarding process for B2B clients (EAMs, family offices, Type 1...
Perform checking, authorisation Good understanding of AML/CFT requirements Support the Team Head in monitoring daily controls Overview: Join a reputable international bank as a Contract Senior Associate in the Corporate...
Security architecture review, solution review, DevSecOps Permanent role with stable working environment About Our Client The employer is a large organization within the Financial Services industry, recognized for its rob...
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