Compliance jobs
Banking / Finance
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Full Time
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Central And Western District, Hong Kong, HK
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HK$ 25,000 - HK$ 34,999 / month
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16h ago
Our client is a top American Private Bank and they are looking for a KYC Analyst to join their private wealth management KYC/ client onboarding team to handle new client onboarding, periodic review, trigger event for hig...
Some careers have more impact than others. If you’re looking for a career where you can make a real impression, join Hang Seng and discover how valued you’ll be. Whether you want a career that could take you to the top,...
Job Purpose Leads and coordinates audit-related activities, including evidence collection, report generation, and response preparation, ensuring timely and accurate delivery to internal and external auditors. They play a...
Some careers have more impact than others. If you’re looking for a career where you can make a real impression, join Hang Seng and discover how valued you’ll be. Whether you want a career that could take you to the top,...
JOB SUMMARY • Conduct investigations into concerns allegations or risk events involving criminal conduct, dishonesty or deliberate breaches of policies or regulations. • Ensure investigations align with relevant la...
Inhouse Manager under Legal, Compliance and Secretarial Department Under AEON Group, Listed Co. in HK Convenient Office Location: TST (close to MTR station) What We Offer: 5-day work week Group medical, group life, body...
Some careers have more impact than others If you’re looking for a career where you can make a real impression, join Hang Seng and discover how valued you’ll be. Whether you want a career that could take you to the top, o...
Job Responsibilities: Act as the first line of defense by advising the front office on product and investment suitability, ensuring full compliance with regulatory standards Monitor transactions, selling processes, trade...
Banking / Finance
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Full Time
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Central And Western District, Hong Kong, HK
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HK$ 25,000 - HK$ 39,999 / month
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1d ago
We are seeking a CDD/EDD/KYC/AML/Client On boarding professional to join a Top tier US investment banking with dynamic career development. Client Details The organisation is a large financial institution within the Banki...
Some careers have more impact than others. If you’re looking for a career where you can make a real impression, join Hang Seng and discover how valued you’ll be. Whether you want a career that could take you to the top...
Job Purpose: Assist Head of Technology Risk to handle regulatory and audit related matters, perform risk assessments and manage the technology risks within the Group. Main Responsibilities: Design, develop and update...
Responsibilities Assisting in handling the AML/CFT ongoing monitoring compliance function for the Bank including investigation and analysis of financial transactions to detect and report suspicious transactions to the re...
Location: Tsim Sha Tsui Job Responsibilities: Perform Account Opening documentation checking to ensure regulatory, internal policies, KYC, CDD and AML requirements are met Approve customer account data creation and maint...
Banking / Finance
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Full Time
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Central And Western District, Hong Kong, HK
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HK$ 30,000 - HK$ 34,999 / month
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1d ago
Our client is a top American Investment Bank and they are looking for an EDD Analyst to join the Institutional Securities Group Enhanced Due Diligence team under Global Financial Crimes department to handle EDD, FCC, fin...
Some careers have more impact than others. If you’re looking for a career where you can make a real impression, join Hang Seng and discover how valued you’ll be. Whether you want a career that could take you to the top,...
Job Purpose This role involves the security policy and governance, security operation, infrastructure security monitoring, certificate and key management, and audit support and compliance. Main Responsibilities Security...
Banking / Finance
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Full Time
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Central And Western District, Hong Kong, HK
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HK$ 30,000 - HK$ 79,999 / month
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1d ago
As an Associate/Officer, Depository Operation, you will be responsible for ensuring efficient and accurate depository operations within the financial services industry. This position is based in Hong Kong and requires st...
Business Functions As the leading bank in Asia, Transformation & Data supports our management on the implementation of the Group’s agenda. Data Management & Governance, organised under Transformation & Data,...
Some careers have more impact than others. If you’re looking for a career where you can make a real impression, join Hang Seng and discover how valued you’ll be. Whether you want a career that could take you to the top...
8 years of relevant working experience Associate member of ICSA/HKICS Compliance with statutory requirements Responsibilities of the role include procurement in compliance with statutory and regulatory requirements, impl...
Dynamic and stable company culture Performance bonus / Birthday off A few minutes' walk from subway stations Responsibilities: Windows Server & Infrastructure Administration: Install, configure, and maintain Windows...
The Job To investigate into non-compliant employers such as the breaches of court order cases under the Mandatory Provident Fund Schemes Ordinance; To conduct inspections to detect MPF non-compliance by employers; To col...
The Job To investigate into non-compliant employers such as the breaches of court order cases under the Mandatory Provident Fund Schemes Ordinance; To conduct inspections to detect MPF non-compliance by employers; To col...
The Job The appointee will be responsible for handling applications for approval relating to trustees, MPF schemes and investment funds. The main responsibilities include: - To lead a small team to handle various types o...
Birthday Leave, OT Allowance, performance bonus Young and Energetic Working Culture Account review / CDD Responsibilities: · Review CDD profiles for new and existing clients to ensure compliance with internal/ext...
Business Function Group Legal, Compliance & Secretariat ("LCS") ensures that the bank's interests are protected by zealously guarding and enhancing its reputation and capital. We also work to maintain a good standing...
Business Function Technology and Operations (T&O) enables and empowers the bank with an efficient, nimble and resilient infrastructure through a strategic focus on productivity, quality & control, technology, peo...
virtual assistant Easy role no active involvement in tasks We are looking for a dependable Hong Kong-based Virtual Assistant to provide administrative support for occasional compliance-related tasks. This is a remote, pa...
The Job The appointee will be responsible for handling applications for approval relating to trustees, MPF schemes and investment funds. The main responsibilities include: - To lead a small team to handle various types o...
The Job To investigate into non-compliant employers such as the breaches of court order cases under the Mandatory Provident Fund Schemes Ordinance; To conduct inspections to detect MPF non-compliance by employers; To col...
The Job To investigate into non-compliant employers such as the breaches of court order cases under the Mandatory Provident Fund Schemes Ordinance; To conduct inspections to detect MPF non-compliance by employers; To col...
Head of Legal - Tech and Intellectual Properties Client Details Our client, a market‑leading technology and innovation organisation, is seeking a highly experienced Head of Legal to oversee all legal across the company's...
The Job The appointee will be responsible for handling applications for approval relating to trustees, MPF schemes and investment funds. The main responsibilities include: - To lead a small team to handle various types o...
Responsibilities : Lead and manage a portfolio of internal audit engagements in the Financial Markets sector, covering the full audit cycle from planning and risk assessment through fieldwork to reporting and follow-up....
Professional Services
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Full Time
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Kwun Tong, Hong Kong, HK
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HK$ 33,000 - HK$ 36,000 / month
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3d ago
5-days work, Medical Dental, Medical check-up Double Pay Compliance skills Compliance Officer Responsibilities: Develop and implement training programs related to compliance for staff members. Perform gap analyses on cur...
Bachelor degree in Law/ Accounting/ Finance Holder of AAMLP / CAMLP / CAMS is an advantage Minimum 2 years of AML/KYC/TM experience in banking industry Responsibilities: Participate in KYC and Customer Due Diligence (CDD...
Job No.: 499842 Employment Type: Full time Departments: Personal Banking Risk And Integrated Management Department Job Functions: Risk Management, Credit Risk Management Responsibilities Risk Oversight: Coordinate and mo...
Job No.: 499843 Employment Type: Full time Departments: Personal Banking Risk And Integrated Management Department Job Functions: Risk Management, Credit Risk Management Responsibilities: Risk Oversight : Coordinate...
Job No.: 499913 Employment Type: Full time Departments: Bank-wide Operation Department Job Functions: Bank Operations, Risk Management Responsibilities: Assist the supervisor in formulating work plans and budgets for...
Job Responsibilities The Team Leader for FCC Investigations plays a pivotal role in ensuring the effectiveness and integrity of financial crime controls within the organisation. Key responsibilities include: Contributing...
The Job To perform research, fact-finding and data/statistical analysis on investment compliance and fund governance related matters; To assist in performing on-site and off-site supervisory activities, analyzing and rep...
5-days work, Medical Dental, Medical check-up Double Pay Compliance skills Job Description: Oversee and manage the KYC Process for new and existing clients, ensuring adherence to regulatory standards and internal policie...
Job No. : 499712 Employment Type: Full time Departments : Financial Crime Compliance Department Job Functions: Legal, Project Management, Policy Administration Responsibilities Assisting in issuing sanctions advice inc...
Information Technology
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Full Time
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Wong Chuk Hang, Hong Kong, HK
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HK$ 20,000 - HK$ 24,999 / month
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3d ago
Join a reputable insurance company as an IT Security Assurance Assistant. This role is perfect for fresh graduates who are eager to begin their career in the technology department and contribute to enhancing IT security...
Manufacturing
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Full Time
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Central And Western District, Hong Kong, HK
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HK$ 24,000 - HK$ 27,000 / month
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4d ago
Administrative Assistant Procurement Compliance Qualifications Bachelor’s degree in Business Administration or a related discipline. 1–2 years of administrative or office support experience Strong proficiency in Microsof...
Quality Management Specialist (at the rank of Technical Officer/Research Assistant I/II) in the Clinical Trials Centre (Ref.:534302) The Clinical Trials Centre (HKU-CTC) is a leading clinical trials management platform...
Responsibilities Review and comment on the Bank's manuals, policies and guidelines from an AML/CFT/Sanctions perspective Perform AML/CFT/Sanctions functions on an on-going basis, including on-going monitoring, regular ac...
Executive / Personal Assistant / Customer Service
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Full Time
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Ngau Tau Kok, Hong Kong, HK
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1w ago
The Job To handle complaints against approved trustees and their service providers; To liaise with complainants, stakeholders and internal departments for fact-finding; To draft reply letters to complainants, corresponde...
The Job To handle complaints against approved trustees and their service providers; To liaise with complainants, stakeholders and internal departments for fact-finding; To draft reply letters to complainants, corresponde...
The Job The appointee’s major duties include: To conduct investigation into trustee reported default contribution cases; To assist in the compilation of default contribution records and filing of civil claims; To assist...
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