Compliance Banking / Finance jobs
Job Type Full Time Job Reference # 342094BR City Hong Kong SAR About Us UBS is a leading and truly global wealth manager and the leading universal bank in Switzerland. We also provide diversified asset management solutio...
Michael Page
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Full Time
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Hong Kong Island, Hong Kong, HK
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HK$ 700,000 - HK$ 1,100,000 / year
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1w ago
Looking for stable asset management compliance background great work culture and benefits About Our Client the client is a hedge fund and top-tier Mainland Chinese fund house that provides active investment management se...
Company Jefferies is a leading global, full-service investment banking and capital markets firm, providing investment banking, sales and trading, research, wealth management and asset management services to clients for o...
We’re seeking someone to join our team as a Director, Control Group – Research & Investment Banking Coverage in Legal & Compliance to lead the oversight of Information Barriers and conflict management across Rese...
As an associate in Hong Kong IPO Team under Global Investment Banking, You will work with expert professionals at the heart of a leading global investment bank. Senior bankers will get to know you - both as a person and...
Manager – Credit Administration (Credit documents for Corporate and Institutional Clients) About QNB Established in 1964 as the country’s first Qatari-owned commercial bank, QNB Group has steadily grown to become the lar...
Job Duties & Responsibilities: Coordinate regulatory, APAC and Head Office security assessments to ensure effective security controls Establish and maintain cybersecurity policies and standards Manage implementation...
Job Responsibilities : Provide practical compliance advice to promote sustainability and the growth of corporate finance and capital markets business. Perform control room functions and manage matters related to the Chin...
Looking for strong Private Equity Firm Background ! Looking for strong buyside compliance experience ! About Our Client My client is a leading alternative asset management firm across private equity and hedge funds. They...
The Hong Kong Jockey Club Founded in 1884, The Hong Kong Jockey Club (“the Club”) is a world-class racing club that acts continuously for the betterment of our society. The Club has a unique integrated business model, co...
At T. Rowe Price, we identify and actively invest in opportunities to help people thrive in an evolving world. As a premier global asset management organization with more than 85 years of experience, we provide investmen...
Looking for strong AML experience from bank ! Must have strong leadership skills ! About Our Client My client is a well known bank with businesses across corporate,commercial, and retail bank. They are a tech savvy organ...
• A well-established buyout fund. • Prestigious position in mid cap market. About Our Client They provide a stable and professional working environment with opportunities for career growth. Job Description As an Investme...
Business Function Group Legal, Compliance & Secretariat (LCS) ensures that the bank's interests are protected by zealously guarding and enhancing its reputation and capital. We also work to maintain a good standing w...
Job Type Full Time Job Reference # 340841BR City Hong Kong SAR About Us UBS is a leading and truly global wealth manager and the leading universal bank in Switzerland. We also provide diversified asset management solutio...
Looking for FX, Structured Products and Bonds experience Open to candidates from Securities Firm About Our Client Our client is a leading regional banking institution seeking a compliance professional to advise its Globa...
Looking for strong business compliance advisory bkgd ! Open to candidates from securities firms About Our Client Our client is a leading international bank seeking an experienced compliance professional to provide strate...
Summary Within, Operations, Premises & Country COOs (OPC) based in Hong Kong, Capital Market Operations (CMO) teams are responsible to process the transaction activities for Credit, Rates, FXMM, Securities and Equiti...
Leading Capital Markets Institution Straight Big 4 Welcome About Our Client A leading Capital Markets Institution in Asia. Job Description As an Associate to AVP in the IPO Team, your main responsibilities will include:...
Who we are looking for We are looking for a Vice President, Market Risk to join the Global Treasury Risk Management (GTRM) team within Enterprise Risk Management (ERM). In this role, you will provide independent second-l...
Business Function Group Legal, Compliance & Secretariat (LCS) ensures that the bank's interests are protected by zealously guarding and enhancing its reputation and capital. We also work to maintain a good standing w...
Investment Banking Excellent Exposure About Our Client Our client is a well-known Investment Bank. Currently, they are looking for an Account Opening Analyst to join their expanding team. Job Description Review and verif...
Do you want your voice heard and your actions to count? Discover your opportunity with Mitsubishi UFJ Financial Group (MUFG), one of the world’s leading financial groups. Across the globe, we’re 150,000 colleagues, striv...
Job Description: At Bank of America, we are guided by a common purpose to help make financial lives better through the power of every connection. We do this by driving Responsible Growth and delivering for our clients, t...
Our client is a Stable and Well-Established Foreign Corporate & Investment bank in Hong Kong. They are currently looking for a Manager, KYC Advisory (KYC, AML, CDD) to join their team to expand their business capacit...
We are hiring professionals to join our coverage teams in the Investment Banking Division for the following sectors: Healthcare, TMT, Industrial and Consumer. Responsibilities: Execution: Lead or support the full executi...
Do you want your voice heard and your actions to count? Discover your opportunity with Mitsubishi UFJ Financial Group (MUFG), one of the world’s leading financial groups. Across the globe, we’re 150,000 colleagues, striv...
What is this position about? The APAC Business Continuity Manager (BCM) will in charge of the Business Continuity (BC) process in Asia Pacific. What would be your typical day at BNPP Paribas look like? Oversee and suppor...
Trevose Partners Limited
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Full Time
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Hong Kong, Hong Kong, HK
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HK$ 760,000 - HK$ 840,000 / year
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2w ago
Responsibilities • Act as the single point of contact for the Business, managing the end to end KYC process for new client adoptions, product/business extensions and client regular review/remediation for IB (Global Marke...
Securities Lending Technology Business Analyst (Equity Finance) Vice President Overview Equities Technology at Citi is undertaking a bold, multi-year transformation to build a best-in-class, global equities platform acro...
PIMCO is a global leader in active fixed income with deep expertise across public and private markets. We invest our clients’ capital across a range of fixed income and credit opportunities, leveraging our decades of exp...
PIMCO is a global leader in active fixed income with deep expertise across public and private markets. We invest our clients’ capital across a range of fixed income and credit opportunities, leveraging our decades of exp...
Job Summary We are seeking a dedicated and detail-oriented Support Specialist to join our team. This role is crucial in supporting insurance policy fulfilment processes, ensuring timely, accurate, and compliant execution...
As a Finance Manager , you will oversee financial consolidations, reporting, and compliance for a multi‑entity group structure in Hong Kong. You will lead monthly, quarterly, and annual closing activities, coordinate wi...
Our client, a global investment bank, is looking for an operations analyst to cover the regulatory reporting duties for APAC markets. Key Responsibilities Lead the preparation and timely submission of daily and periodic...
Key Responsibilities : Develop, implement, and oversee the company’s enterprise risk management (ERM) framework, policies, and procedures. Identify, assess, and prioritize risks across all business units, including credi...
Based in the Hong Kong office, the Head of Regulatory Compliance will design, oversee, and execute the compliance framework for Ant Bank who is a digital bank in Hong Kong. This role requires a strong background in digit...
GCB 6 We are currently seeking a high calibre professional to join our team as a Trust Finance Operations Manager In this role you will: Trust Accounting To act as the Trust Finance Operations (TFO) project representativ...
Job Description What is the opportunity? As part of the Client Due Diligence Team, you will be responsible for supporting Wealth Management Business on client onboarding and trigger event review with a major focus on per...
A prestigious retail bank is currently expanding and has created a new AML position to strengthen its overall compliance capability. This is an opportunity to lead and oversee all-rounded AML within a respected financial...
Overview We are partnering with a leading corporate bank to hire a KYC Control Officer, a key role in safeguarding the quality and integrity of client onboarding and periodic review documentation. You will sit between fr...
Overview Equities Technology at Citi is undertaking a bold, multi‑year transformation to build a best‑in‑class, global equities platform across execution, prime services, clearing, and cross‑product margining. One that c...
Play a key role in high-profile capital markets transactions Influence governance and deal quality across the business About Our Client Our client is a well-established financial services organisation with a strong prese...
Lead global AML and compliance strategy in a growing fintech Drive risk transformation across cross-border payments About Our Client Our client is a fast-growing financial technology organisation focused on international...
Leading banking group Great culture About Our Client Leading banking group. Job Description Overseeing the client on-boarding and approval process to ensure alignment with regulatory requirements. Conducting thorough rev...
Product Control Director role for a Securities firm Individual Contributor About Our Client A brokerage in the financial services industry located in Hong Kong. Job Description As a Product Control Director, your main re...
Role Summary The Financial Product Manager will lead the end-to-end lifecycle of innovative digital banking and fintech products across both B2C and B2B segments in the Hong Kong market. This role is responsible for prod...
WeLab, a leading pan-Asian fintech platform, operates two digital banks (WeLab Bank and Bank Saqu) as well as multiple online financial services in Hong Kong, Mainland China and Indonesia, with over 70 million individual...
Leading bank Leadership opportunity About Our Client Leading bank. Job Description Managing and reviewing credit documentation to ensure accuracy and compliance with internal policies and regulatory requirements. Monitor...
Support delivery of card and payments initiatives by gathering requirements, defining business processes, and working with technology teams to deliver solutions across the card lifecycle. The role focuses on card product...
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