Process and Quality Specialist

UBS • Full Time • Hong Kong, HK • 1h ago

Your role

Are you demanding towards yourself and your job? Are you at your best when interacting with various stakeholders in a demanding environment? Do you like working with colleagues across the organization and are you good with stakeholder management? Are you meticulous and ensure deadlines are being met? Then we are looking for you!

Job Type

Full Time

Job Reference #

339372BR

City

Hong Kong SAR

Your team

We’re looking for a Process and Quality Specialist to:

be the KYC subject matter expert and specialized practitioner for Client Advisor (CA) and Market Team Head (MTH) queries on complex cases
own the end-to-end operational KYC activities (including periodic renewals) and validate to ensure that all documentation provided are of the highest quality
support team members to clear PKR volume spikes across (FSO)

Singapore

maintenance of credibility and good relationship with client advisors/market team heads for collaborative outcomes
expected to stay current with regulatory changes and requirements around client KYC
actively participate in initiatives that streamline and improve KYC processes, provide feedback, ideas comments to Team Lead to improve and drive processes towards further efficiency. Contribute and play a part in shaping the future of KYC processes and be a change influencer.

You will be working closely with the KYC Specialist Team as well as close partnership with CAs and MTHs to ensure all client records are compliant with Anti- Money laundering

(AML) and Know Your Client (KYC) regulatory standards in a timely fashion.

Your expertise

solid banking experience or at least a bachelor’s degree in a banking/ finance related discipline and experience in a similar role dealing with wealth management clients and/ or

supporting client advisors

solid IT skills, ideally with UBS programs such as CAWB, CBD, etc. as well as willingness to learn new tools and processes
ability to work accurately and efficiently, with excellent organization and communication skills
knowledge of relevant AML/CFT laws and guidelines and conversant with our Bank’s Compliance Due Diligence (CDD) requirements. Relevant prior KYC experience in private banking environment is required
strong communication skills and able to relate to colleagues of different seniority
clear and effective communicator, for report-write ups and providing advice. Able to build credibility and good relationship with client advisors/market team heads for collaborative outcomes
familiar with tools such as Cosima/Factiva and AppSuite, adaptable and organized with a positive can-do attitude

About Us
UBS is a leading and truly global wealth manager and the leading universal bank in Switzerland. We also provide diversified asset management solutions and focused investment banking capabilities. Headquartered in Zurich, Switzerland, UBS is present in more than 50 markets around the globe.

We know that great work is never done alone. That’s why we place collaboration at the heart of everything we do. Because together, we’re more than ourselves. Want to find out more? Visit ubs.com/careers.

Join us

At UBS, we know that it's our people, with their diverse skills, experiences and backgrounds, who drive our ongoing success. We’re dedicated to our craft and passionate about putting our people first, with new challenges, a supportive team, opportunities to grow and flexible working options when possible. Our inclusive culture brings out the best in our employees, wherever they are on their career journey. And we use artificial intelligence (AI) to work smarter and more efficiently. We also recognize that great work is never done alone. That’s why collaboration is at the heart of everything we do. Because together, we’re more than ourselves.

We’re committed to disability inclusion and if you need reasonable accommodation/adjustments throughout our recruitment process, you can always contact us.

Disclaimer / Policy statements

UBS is an Equal Opportunity Employer. We respect and seek to empower each individual and support the diverse cultures, perspectives, skills and experiences within our workforce.

UBS

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