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Responsibilities and Duties Draft, review and negotiate legal documents relating to all aspects of the bank's business based on Chinese laws and regulations Identify potential legal issues arising in business operation a...
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Medical Group Insurance Dynamic & Collaborative Culture Great Career Prospect Company Introduction Our client is an Asia public markets-focused asset management firm offering both hedge fund and long-only strategies....
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Responsibilities Perform license applications, notifications, enquiries, complaints, surveys and maintain relevant records Perform transaction monitoring, trade surveillance, name screening and undertake investigations i...
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Compliance Compliance advisory Monitoring Job Responsibilities Maintain and monitor the operation of securities business to align with the HKMA, SFC and other any other relevant regulatory frameworks Provide compliance a...
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P & A Consultant Limited • Full Time • Tsuen Wan, Hong Kong, HK • HK$ 30,000 - HK$ 38,000 / month • 12h ago
IP Executive, Location : Tsuen Wan, 5 days Salary : 30-38K ( Nego ) Job Description Conduct FTO searches, prior art searches using commercial patent analytic database, provide workaround strategy to mitigate infringement...
12h ago
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Phillip Securities (HK) Ltd. • Full Time • Admiralty, Hong Kong, HK • 12h ago
Internal Auditors are responsible for increasing the operational efficiency of organizations, detecting and mitigating risk. Responsibilities:  Identify areas of improvement in operation flow Ensure internal control in p...
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Degree in accounting, law or related disciplines w/ sound knowledge of SFO & AML Min 2 yrs exp in legal / compliance & from intl financial institution preferable Performance bonus / Birthday leave / Stable workin...
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Job No.: 500177 Employment Type: Full time Departments: Legal & Compliance and Operational Risk Management Department Job Functions : Risk Management Responsibilities: Provide professional regulatory advice to financ...
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Good PC skills; knowledge in VBA is an advantage Ensure compliance with bank trading Bachelor's degree in Finance, Economics Executive/ Assistant Manager, Market Risk, Group Risk, Hong Kong Responsibilities • Analyze and...
1d ago
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Chong Hing Bank • Full Time • Central And Western District, Hong Kong, HK • 1d ago
Conduct regular systems review and update Manage system projects (incl. TM, name screening, CDD and Fraud etc.) Responsibilities: Support the team in ensuring full compliance with AML, CRS, FATCA and Fraud related regula...
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