Jobs Search

Manager, Compliance Review

Professional Services • Full Time • Kai Tak, Hong Kong, HK • 1d ago

Identify, assess, report and mitigate the compliance risks of the Bank’s local
Provide practical recommendations to stakeholders
Prepare compliance review reports

Responsibilities:

Conduct AML/ CFT reviews of the Bank Group through interviews, document inspection and on-site visits etc. so as to ensure compliance with internal policies/guidelines as well as external regulatory requirements/ expectations
Identify, assess, report and mitigate the compliance risks of the Bank’s local and overseas operations and its subsidiaries
Provide practical recommendations to stakeholders for addressing the compliance review findings identified
Prepare compliance review reports
Follow up and track the implementation status of rectifications agreed by reviewed units till completion
Assist in reporting the compliance review results to senior management on a regular basis
Assist in handling enquiries from auditors on compliance review related issues
Conduct analysis on the compliance review results as assigned from time to time
Handle ad hoc projects assigned by management

Requirements:

Degree holder in Business Administration, Risk Management, Law or related disciplines
Holder of ECF on AML/CFT certification or equivalent qualifications (e.g. CAMS, CIA, CPA) is preferred
Minimum 5 years’ experience in AML/CFT compliance, audit, or control functions within the banking industry
Good knowledge of AML regulations (e.g. FATF, HKMA, MAS, OFAC, EC directives)
Solid understanding of compliance review standards and methodologies
Good report writing, analytical, interpersonal and time management skills
Detail-oriented, independent, and self-motivated
Responsible, well-organized, and possess strong communication skills

We offer competitive remuneration commensurate with candidate’s background. If you look for a friendly and harmonious working environment with steady career progression, here is the right opportunity for you. Please submit your full resume with current and expected salary to the Human Resources Division by clicking “Apply Now” or visiting https://www.shacombank.com.hk/eng/about/career/Career.jsp.

We are an equal opportunity employer.

Applicants who are not contacted within 8 weeks may consider their application unsuccessful. Applications may be retained for 24 months for consideration of other suitable openings.

All personal data collected will be used for recruitment related purposes strictly in accordance with the Bank's personal data policies, a copy of which will be provided upon request by contacting our Personal Data Compliance Officer.

Similar Jobs

Assistant Vice President, AML Policy & Governance

Professional Services • Full Time • Kai Tak, Hong Kong, HK • 1d ago

Professional Services Full Time

Drive day-to-day policy management, regulatory compliance etc. Assist in drafting, reviewing, and updating AML/CFT policies, procedures etc. Assess the impact of new HKMA and global regulations on local policies Responsi...

1d ago

Apply

Assistant Vice President, Compliance Review

Professional Services • Full Time • Kai Tak, Hong Kong, HK • 1d ago

Professional Services Full Time

Lead and coordinate AML/ CFT reviews of the Bank Group Review at least regularly the risk-based compliance review programs Identify, assess, report and mitigate the compliance risks of the Bank Group Responsibilities: Le...

1d ago

Apply

Vice President, AML Policy & Governance

Professional Services • Full Time • Kai Tak, Hong Kong, HK • 1d ago

Professional Services Full Time

Responsibilities: Lead the bank’s end-to-end AML/CFT policy, governance, and regulatory compliance framework; own policy design, implementation, oversight, and stakeholder alignment to meet HKMA, local and global AML obl...

1d ago

Apply

Manager, Securities & Futures (Business Governance & Support)

Professional Services • Full Time • Kai Tak, Hong Kong, HK • 3d ago

Professional Services Securities Compliance Full Time

Prepare compliance reports, design & review operational flows & procedures Passes in HKSI Paper 1, 7, 8, 9 Degree with 5 yrs of relevant experience Responsibilities: Provide support and control over the end-to-en...

3d ago

Apply

Assistant Legal Officer

Professional Services • Full Time • Wong Tai Sin District, Hong Kong, HK • 6d ago

Professional Services Full Time

Degree or Diploma in Legal Studies or equivalent 1 - 2 years exp in handling Employee Compensation & Personal Injuries (ECPI) Law firm or in-house experience in litigation Responsibilities Assist General Manager (Leg...

6d ago

Apply

KYC Assistant Manager (CDD/AML, Banking, max 25k)

Professional Services • Full Time • Wong Tai Sin District, Hong Kong, HK • HK$ 20,000 - HK$ 25,000 / month • 6d ago

Professional Services Full Time

Working in government sector Reputable organization with great exposure Work life balance Our client, a licensed bank incorporated in Hong Kong, is seeking for an Assistant Manager to support their team. Responsibilities...

6d ago

Apply

Legal Officer

Professional Services • Full Time • Wong Tai Sin District, Hong Kong, HK • 6d ago

Professional Services Compliance Full Time Human Resources

Degree or Diploma in Legal Studies or equivalent Law firm or in-house experience in personal injury Law firm or in-house experience in litigation Responsibilities Assist General Manager (Legal) to manage legal cases (inc...

6d ago

Apply

Legal Advisor

Professional Services • Full Time • Wong Tai Sin District, Hong Kong, HK • 1w ago

Professional Services Full Time

Legal Advisor Responsibilities: Provide legal support to different user departments in agreement drafting, review, negotiation and execution Develop, maintain and update a comprehensive list of agreement templates Provid...

1w ago

Apply

(Senior) Business Strategy Manager (Omni Channel Management)

Professional Services • Full Time • Tai Kok Tsui, Hong Kong, HK • 1w ago

Professional Services Full Time

Job No.: 499871 Employment Type: Full time Departments: Personal Banking and Wealth Management Department Job Functions: Business Development, Strategic Planning, Project Management, FinTech Responsibilities: Align with...

1w ago

Apply

Operation Manager - Remittance

Professional Services • Full Time • Tai Kok Tsui, Hong Kong, HK • 3w ago

Professional Services Full Time

Job No.: 499114 Employment Type: Full time Departments: Bank-wide Operation Department Job Functions: Bank Operations Responsibilities Planning and managing of payment and clearing products according to the business deve...

3w ago

Apply