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Assistant Vice President, Compliance Review

Professional Services • Full Time • Kai Tak, Hong Kong, HK • 1d ago

Lead and coordinate AML/ CFT reviews of the Bank Group
Review at least regularly the risk-based compliance review programs
Identify, assess, report and mitigate the compliance risks of the Bank Group

Responsibilities:

Lead and coordinate AML/ CFT reviews of the Bank Group so as to ensure compliance with internal policies/guidelines as well as external regulatory requirements/ expectations
Review at least regularly the risk-based compliance review programs as well as develop/ enhance individual compliance review programs, where necessary
Identify, assess, report and mitigate the compliance risks of the Bank Group
Provide practical recommendations for internal units under review to address the compliance review findings identified
Review/ prepare compliance review reports
Prepare reporting of compliance review results to senior management on a regular basis
Monitor implementation status of rectifications agreed by reviewed units till completion
Coordinate and prepare materials for reporting in the meetings of various Board/ management-level committees
Coordinate relevant examinations conducted by regulators and monitor the progress of corresponding remedial actions
Handle enquiries from auditors
Handle ad hoc projects assigned by management

Requirements:

Degree holder in Business Administration, Risk Management, Law or related disciplines
Holder of ECF on AML/CFT certification or equivalent qualifications (e.g. CAMS, CIA, CPA) is preferred
Minimum 8 years of experience in AML/CFT compliance, audit, or control functions within the banking industry
Well versed in Hong Kong banking regulatory requirements, with good understanding of relevant banking regulations in Chinese mainland, the United States and the United Kingdom
Good knowledge of global AML regulatory frameworks and local jurisdictional requirements
Solid understanding of compliance review and audit standards and methodologies
Excellent report writing, analytical, interpersonal, and time management skills
Strong leadership skills with the ability to lead and manage compliance review on AML/CFT

We offer competitive remuneration commensurate with candidate’s background. If you look for a friendly and harmonious working environment with steady career progression, here is the right opportunity for you. Please submit your full resume with current and expected salary to the Human Resources Division by clicking “Apply Now” or visiting https://www.shacombank.com.hk/eng/about/career/Career.jsp.

We are an equal opportunity employer.

Applicants who are not contacted within 8 weeks may consider their application unsuccessful. Applications may be retained for 24 months for consideration of other suitable openings.

All personal data collected will be used for recruitment related purposes strictly in accordance with the Bank's personal data policies, a copy of which will be provided upon request by contacting our Personal Data Compliance Officer.

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