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Retail Banking Compliance Head, Financial Crime Compliance Dept

Industrial and Commercial Bank of China (Asia) Limited • Full Time • Hong Kong, Hong Kong, HK • 17h ago

FCC compliance procedures
Retail banking business
customer risk assessment

Job Description:

Serve as the primary interface between FCC and the Business Units on all financial crime related topics
Review and approve the customer risk assessment submitted by the Business Units
Advise the Business Units to support the line management in its operations on regulatory and internal standard operation procedures
Liaise with Compliance and the Business Units in planning how the business should operate in order to meet the regulatory requirements
Assist in the establishment of the Bank’s compliance procedures relevant to the Business Units, covering any new laws or change of laws and regulations affecting the businesses
Support the Business Units’ implementation and delivery of the Bank’s various FCC compliance requirements;
Ensure the business activities are compliant with the Bank’s relevant regulatory compliance policies standards;
Maintain awareness of any compliance risk within the Business Units and resolve identified issues promptly, and escalate concerns to the Head of FCC as appropriate to ensure timely awareness and resolution of any material concerns
Assist in internal investigations and prepare periodic management information reports in relation to the relevant compliance issues arising out of the Business Units
Assist the Head of FCC to prepare and present management

Job Requirement:

Minimum of 8-10 years of relevant experience in financial crime compliance, AML advisory, or compliance risk management in a bank or other regulated financial institution
Experience advising or working in an in-house compliance function with a focus on delivering a robust FCC program within the Business Units especially for retail banking business preferred;
Solid analytical and problem-solving skills, with the ability to apply a risk-based approach to complex customer situations and articulate clear recommendations;
Experience in developing and implementing a consistent FCC framework across the business;
Strong stakeholder management and communication skills, able to work with front office, operations, IT, risk, audit and senior management;
Qualifications in law, accounting, commerce/business or related disciplines; recognised professional qualifications incl. CAMS/CAMLP or holder of ECF on AML/CFT are preferable
Fluent written and spoken Cantonese, Mandarin and English language skills preferred

Interested parties, please click Apply Now for application.

Personal data collected will be used for recruitment purpose only.

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