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Advise the senior management and relevant business units on compliance related issues Provide support to business units in the development, implementation and regular review of products, policies and procedures to ensure...
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Responsible for providing advisory support to Global Markets Department on compliance issues and serve as the primary point of contact for external inquiries Review internal operational procedures to ensure compliance wi...
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Responsibilities Reporting to the Senior Manager (Complaints and Enforcement), the appointee will be required to: Handle complaints and conduct investigations relating to suspected disciplinary offences and other offence...
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Early warning accounts list Conduct Portfolio Review Cooperate with front line Job Responsibilities Manage the early warning accounts list and follow up with relevant front line departments proactively Assist in organizi...
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Manage and support the daily operations of securities and futures services Prepare FRR returns and compliance-related reports Assist management in designing and reviewing operational workflows Responsibilities: Manage an...
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Assist team head in formulating and reviewing HR policies to ensure in compliance with the regulatory requirements and meet with the Bank’s business needs Conduct research, prepare proposals, update the policies taking i...
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compliance, internal control, risk management or internal audit Responsibilities: - Conduct risk based on-site or off-site reviews and inspections to assess the effectiveness of internal control framework; Identify, insp...
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Lead a team to provide AML advisory to business stakeholders in daily operations (e.g. AML Risk Assessment or Sanction etc.) Advise senior management and relevant business units on AML/CFT issues Design the effective mec...
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Counterparty credit control measures and policies CCR exposure measurement Drafting of credit policies, manuals, and procedures Job Responsibilities Design, plan and implement the counterparty credit control measures and...
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Lead the team to complete the AML and financial crime related tasks of the department including but not limited to CDD and transaction monitoring Lead the team to perform assurance checking to ensure AML related requirem...
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