VP/ AVP (Team Lead Role) – Product Process & Project

Banking / Finance • Full Time • Kai Tak, Hong Kong, HK • 2d ago

Major Responsibilities:

Lead a team of professional staff to ensure the efficiency and compliance requirements of branch operations in retail business activities and the Insurance and Investment process, including but are not limited to the major responsibilities below:
Oversee the operational framework on banking products and timely collaborate with the business line, Compliance, Risk Management and other relevant stakeholders for enhancement
Formulate, review and update guidelines, processes and procedures pertaining to product process compliance with the latest regulatory requirements
Stay constantly alert of changes in regulatory and internal requirements, emerging business and compliance risks, communicate to internal stakeholders, drive risk and control measures and lead control related projects
Manage and monitor the implementation of system enhancement and control related projects
Ensure the sales process and operations of the banking products in compliance with related statutory and regulatory requirements as well as internal guidelines
Responsible for effective supervision, performance of individual and team activities to achieve required productivity and effectiveness
Actively contribute to developing a positive culture of continuous improvement across product controls

Requirements:

Bachelor Degree in Finance, Accounting, Economics, Business Administration, Risk Management or other related disciplines
ECF-ORM (core / professional) certification preferred
At least 10 years relevant experience in banking industry, with solid exposure to branch operation, especially on investment & insurance sales process
Sound knowledge of HK regulatory requirements related to investment and insurance sales process in banking industry
Strong attentiveness to detail, compliance and control orientation
Strong persuasive power in putting ideas across and ability to communicate with people of different levels
Team leader with sound analytical, planning and interpersonal skills
Good command of spoken and written English and Chinese
(Potential high caliber candidate with less relevant experience may be considered as Assistant Vice President)

We offer competitive remuneration commensurate with candidate’s background. If you look for a friendly and harmonious working environment with steady career progression, here is the right opportunity for you. Please submit your full resume with current and expected salary to the Human Resources Division by clicking “Apply Now” or visiting https://www.shacombank.com.hk/eng/about/career/Career.jsp.

We are an equal opportunity employer.

Applicants who are not contacted within 8 weeks may consider their application unsuccessful. Applications may be retained for 24 months for consideration of other suitable openings.

All personal data collected will be used for recruitment related purposes strictly in accordance with the Bank's personal data policies, a copy of which will be provided upon request by contacting our Personal Data Compliance Officer.

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