Assistant Vice President, Regulatory Compliance

Shanghai Commercial Bank Ltd • Full Time • Kai Tak, Hong Kong, HK • 5d ago

Responsibilities:

Provide compliance advice to First Line of Defence for alignment of the Bank’s internal controls in compliance with the regulatory requirements
Assist business and supporting units to formulate or enhance the internal controls over day-to-day operation in compliance with the regulatory and supervisory requirements
Analyse compliance risk associated with the new products/services and work with stakeholders to implement the risk mitigation measures
Assesses the impact of new laws and regulations on the Bank’s business and operations, and monitor the follow-up actions taken by relevant parties
Review the policies, guidelines and procedures of relevant business and operation units to ensure the adequacy of control mechanism to address with the applicable requirements
Coordinate with internal stakeholders to timely reply enquiries from regulators and handle auditors’ enquiries related to compliance work
Handle ad hoc projects assigned from management

Requirements:

Degree holder in Business Administration, Risk Management, Law or related disciplines
Holder of ECF on Compliance certification is preferred
Substantial knowledge of regulatory requirements applicable to banking industry and good understanding of bank operation, products and services
Minimum 7 years of experience in regulatory compliance / audit within financial institutions and regulatory bodies
Proficient with retail and commercial banking operations
Strong knowledge of regulatory requirements such as Banking Ordinance, Code of Banking Practice, Data Protection, Outsourcing, FATCA/CRS, etc.
Responsible, detailed-mind, well-organized with good communication skills

We offer competitive remuneration commensurate with candidate’s background. If you look for a friendly and harmonious working environment with steady career progression, here is the right opportunity for you. Please submit your full resume with current and expected salary to the Human Resources Division by clicking “Apply Now” or visiting https://www.shacombank.com.hk/eng/about/career/Career.jsp.

We are an equal opportunity employer.

Applicants who are not contacted within 8 weeks may consider their application unsuccessful. Applications may be retained for 24 months for consideration of other suitable openings.

All personal data collected will be used for recruitment related purposes strictly in accordance with the Bank's personal data policies, a copy of which will be provided upon request by contacting our Personal Data Compliance Officer.

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