Manager, Investment Product Governance - Hang Seng Bank (HK)

Banking / Finance • Full Time • Central And Western District, Hong Kong, HK • 9h ago

Some careers have more impact than others.

If you’re looking for a career where you can make a real impression, join Hang Seng and discover how valued you’ll be. Whether you want a career that could take you to the top, or simply take you in an exciting new direction, Hang Seng offers opportunities, support and rewards that will take you further.

Investments and Wealth Solutions

Hang Seng's Investments and Wealth Solutions offers a full spectrum of investment products and services to our Retail Banking and Wealth (RBW) customers, from high-net-worth to mass segments across channels. We distribute investment funds managed by top tier fund managers covering different types of funds, across regions and asset classes. A wide range of structured products with underlying linked to equities, FX rates, interest rates, investment funds, etc. are offered for investors to pursue different investment objectives. We also offer fixed income instruments and certificates of deposit to customers who look for regular coupon payment. Besides, we have securities services covering exchange traded equities in local and overseas markets offered through a wide variety of trading channels. Margin trading services covering FX and securities, and investment financing service provides extra liquidity and purchasing power to cater for investment needs from sophisticated investors.

We are currently seeking a high caliber professional to join our team as Manager, Investment Product Governance.

Principal responsibilities

Drive and tailor the product governance framework, overseeing end-to-end processes including product due diligence, product reviews, risk assessment, regulatory compliance, and preparation for Executive Committees and other governance forums.
Develop, review, and maintain product-related policies and procedures. Oversee the implementation and ongoing adherence to regulatory requirements and internal guidelines across product documentation, pre/post-trade controls, selling compliance, and suitability processes.
Assist Product Owners to conduct regular reviews on wealth products, working processes, and service levels to enhance operational efficiencies, identify streamlining opportunities and initiate procedural or system enhancements in line with regulatory and internal expectations.
Ensure full alignment with Bank and Group internal control standards, incorporating relevant instruction manuals and guidelines, and drive timely remediation of audit findings, regulator-raised issues, and supporting delivery of IWS strategic objectives.
Contribute model governance expertise, including model development or monitoring; prepare high-quality documentation with clear and comprehensive explanations of methodologies and analysis.
Stay on top of and interpret evolving regulatory requirements (e.g., SFC Code of Conduct, Best Execution, relevant circulars), ensuring proper implementation and compliance across product governance processes.

Requirements

University graduate in Finance, Business Administration or related disciplines.
Minimum 5 years of experience in banking and wealth management, with hands-on exposure to product governance, sales process design/review, or pricing governance.
Solid understanding of HKMA and SFC requirements related to the sale and distribution of investment products.
Familiarity with HSBC Group’s internal FIM policies and procedures is an advantage.
Strong analytical mindset with proven ability to run detailed product reviews, risk assessments, and interpret data to support governance decisions.
Excellent communication and stakeholder management skills, with the ability to work effectively across multiple teams and seniority levels.
Strong interpersonal skills and proficiency in written and spoken English and Chinese
Great sense of ownership and servicing mindset to ensure efficient and effective communication with different stakeholders for business outcomes

The employment is subject to Mandatory Reference Checking Scheme (MRCS) as per regulatory requirement. For details, please refer to Hong Kong Monetary Authority - Mandatory Reference Checking Scheme.

You’ll achieve more when you join Hang Seng Bank Limited.

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Hang Seng is committed to service excellence. Our people are our most important asset and play a vital role in our efforts to continually enhance our performance for customers and provide best-in-class products and services. We seek to attract high-calibre talent by offering a dynamic working environment, good career development opportunities and competitive compensation packages.

Issued by Hang Seng Bank Limited