Responsible Officer (Type 6)

Banking / Finance • Full Time • Wong Tai Sin District, Hong Kong, HK • 1d ago

Responsibilities:

Serve as the Responsible Officer for Type 6 regulated activities, overseeing management responsibilities and supervising the firm's overall regulated operations, assisting with licensing applications, documentation for the SFC, and establishing processes and operational frameworks;
Lead the comprehensive execution of IPOs and various equity-related transactions;
Function as the Responsible Officer for SFC Type 6 regulated activities, managing corporate finance transactions;
Provide advice and implement strategies related to corporate finance, including fundraising initiatives, capital restructuring, mergers, takeovers, and share repurchases;
Assess potential deals and develop new business and marketing strategies;
Oversee daily operations to ensure full compliance with regulatory requirements;
Liaise with clients, professionals, and regulatory bodies, including the Stock Exchange and the SFC;
Carry out additional duties as directed by superiors from time to time.

Requirements:

Holder of a degree in Finance, Banking, or a related field;
Possesses a minimum of 7 years of experience in corporate finance and listing, with practical expertise in corporate finance advisory and the execution of equity capital market transactions, and not less than 2 years’ experience as a Responsible Officer position;
Good communications and interpersonal skills;
Good command of spoken and written in English and Chinese.

Salary and fringe benefits for the post will be highly competitive, commensurate with qualifications and experience. Interested candidates please send your resume, last and expected salary to the Human Resources and Administration by clicking Apply Now.

Data collected will be used for recruitment purpose only. For more details, please visit us at www.ffg.com.hk

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