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Job Responsibilities: Provide regulatory advice and guidance on rules and regulations in respect of general compliance; Handle complaint cases with compliance issues, including liaising with regulators, ensuring the inve...
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Assist in formulating and maintaining compliance policies and procedures Perform compliance investigation, checking, monitoring and review Ensure that the Bank’s operations meet with the relevant legal and regulatory req...
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Job Responsibilities: Responsible for PRC legal and compliance risk management function; Draft, review and advise on a broad range of PRC law governed business and financial contracts and documents; Provide professional...
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Job Responsibilities: Review, formulate and implement strategies to align with the business targets; Design and monitor the implementation of business plans for Cross Border Center; Work with various internal and externa...
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Assist in formulating and maintaining AML policies and procedures Perform AML investigation, checking, monitoring and review Ensure that the Bank’s operations meet with the relevant legal and regulatory requirements as w...
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Perform Compliance checking, monitoring and review Assist in formulating and maintaining Compliance policies and procedures Ensure the Bank’s operations meet with all relevant legal and regulatory requirements as well as...
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Job Responsibilities: Provide regulatory advice and guidance on rules and regulations focus on Investment and Insurance; Collaborates with business units to review compliance issues in order to address and meet regulator...
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Job No.:  499678 Employment Type:  Full time Departments:  Personal Banking Risk And Integrated Management Department Job Functions:  Risk Management, Credit Risk Management Responsibilities Drive thematic reviews to ass...
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Professional Services Full Time Sham Shui Po, Hong Kong, HK 2d ago
Job No. : 499597 Employment Type : Full time Departments:  Personal Banking Risk And Integrated Management Department Job Functions:  Project Management, Risk Management, Policy Administration Position Summary and Object...
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Professional Services Full Time Central And Western District, Hong Kong, HK 2d ago
Job Description: Conduct risk assessments for high-net-worth (HNW) client portfolios across equities, fixed income, derivatives, structured products, and alternative investments etc; Review suitability of investment pro...
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