Key Responsibilities

· Handle daily booking and accounting entries for a wide range of financial products, ensuring accurate recording of trades, e.g.,brokerage fees, and commissions.

· Manage month‑end closing and financial reporting for non‑licensed corporations within the group.

· Monitor and reconcile client trading settlement funds, broker statements, perform client money segregation.

· Lead the preparation and timely submission of Financial Resources Rules (FRR) regulatory returns.

· Conduct daily monitoring of FRR compliance, ensuring the firm maintains sufficient liquid capital and assessing the capital impact of new business activities.

· Drive automation initiatives for FRR reporting – streamline data extraction, calculation logic, and submission workflows to enhance efficiency, reduce manual errors, and shorten reporting turnaround times.

· Manage other statutory and regulatory filings,Coordinate external audits, tax filings, and internal review processes.

· Liaise with regulators, head office, external auditors, and professional firms on accounting and compliance matters.

Job Requirements

· Bachelor’s degree or above in Accounting, Finance, or a related discipline.

· Minimum 6 years of relevant experience in finance/accounting, with at least 3 years in a securities firm or financial institution.

· Solid experience in SFC FRR reporting at a licensed corporation.

· Strong knowledge of accounting treatment and booking procedures for various financial products (equities, options, futures, structured notes, funds, etc.).

· Proven experience in securities trade settlement, client money reconciliation, and brokerage accounting.

· Professional accounting qualification (CPA / HKICPA / ACCA) is highly preferred.

· Familiar with SFC regulatory standards and licensing requirements.

· Ability to handle full-set accounts and regulatory returns independently.

· Strong analytical skills, attention to detail, and ability to work under pressure.

· Excellent command of written and spoken English and Chinese (Cantonese and Mandarin).

· Proficient in MS Office applications and accounting software.

· Immediate availability is an advantage.

華盛証券 Valuable Capital Ltd.

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