Director, AML Compliance

My client is a top tier global financial services, at this position you would be leading the effective implementation risk and compliance programmes

I am seeking for a Financial Crime Compliance expert who is interested to expand their scope into sales/conduct/product compliance

• Be an SME on FCC matter. Lead establishment and revamption of FCC framework including but not limited to AML, ABC, Market Conduct, Sanctions, Fraud Risk, Investigation, KYC/CFT, etc. • Provide advisory on SOW/SOF/CDD/EDD/PEPs and high-risk customer onboarding. • Conduct thematic reviews and investigations relating to FCC. Support escalation and reporting where required. • Be contact person for distribution and product compliance. Support the implementation of these frameworks • Ensure all compliance framework (FCC + RC) aligned with regional and regulators requirement • Gather and evaluate regulatory updates and ensure business are aware of the new trends on risk that impact business growth • Develop and maintain policies, procedures, standards and governance documentation supporting compliance requirements • Prepare risk and compliance reports, dashboards and management information for Senior Management, Committees and the Board • Support regulatory submissions and filings and other regulatory reporting requirements • Advice and monitor remediation after investigations

Requirements

• Degree holders • 10+ years experience on FCC/AML/CDD/EDD in bank, security, private bank, insurance, or wealth management experience preferred • Regulatory compliance knowledge - includinging FATCA/CRS/sales compliance/cross-border distribution activities • Proven record in establishing, implementing and overseeing compliance (FCC + RC) frameworks • 2.5 line experience preferred (compliance monitoring, assurance testing, RCM, governance reporting)

Meliora

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